FG FINRAGuard AI

AI FINRA / SEC Social Media Content Compliance

FINRAGuard AI

Pre-review advisor content before publication, see likely rule concerns, rewrite risky language, and keep an audit-ready archive.

FINRA Rule 2210 SEC marketing checks 3-year archive trail LinkedIn, X, email, WeChat
Pre-publication review Draft loaded
Compliance score 42 Needs review
FINRA 2210(d)(1)(A)Promissory or exaggerated performance language.
SEC marketingTestimonial-style claim needs reviewer handling.
ArchiveStore draft, edits, approval and first-use date.
Suggested compliant rewrite

We help clients evaluate market risks using a documented investment process. Past performance does not guarantee future results. Contact us to discuss whether the approach is appropriate for your objectives.

Pre-review scoringDraft, platform, audience, and policy context
Rule citationsFINRA, SEC, archive and disclosure references
AI rewrite supportRisk-balanced language suggestions
Audit retrievalDraft, approval, final copy, and evidence
FINRAGuard AI archive and rule matching workbench preview

Rule-aware review

Give reviewers the first pass they wish every draft already had.

FINRAGuard AI does not replace legal or compliance judgment. It makes the first review more complete by surfacing likely issues, citations, missing context, and archive requirements before a human reviewer spends time on the draft.

  • Match claims against FINRA Rule 2210 content standards and common SEC marketing concerns.
  • Flag risky terms, missing balance, testimonial language, and unsupported performance framing.
  • Suggest safer wording and disclosure placement without removing the reviewer from the decision.
Rule match preview
HighCrushed the S&P 500Performance support + balance needed
HighProtect clients from downturnsPromissory risk language
MedPast clients sayTestimonial handling
ArchiveApproval packageDraft, final, reviewer, first-use date

Core product

Built around the review work financial teams repeat every week.

AI Pre-Approval

Paste a draft and receive a compliance score, issue list, reviewer notes, and likely rule references before publication.

FINRA Rule Library Matching

Map common issues to FINRA Rule 2210, SEC Reg BI, SEC marketing concerns, and recordkeeping requirements.

Risk Language Highlighting

Spot guarantees, one-sided benefits, unsupported performance claims, testimonials, rankings, and missing qualifications.

Compliant Rewrite Suggestions

Get alternatives that keep the marketing idea intact while adding risk context and reducing promissory framing.

Content Archive System

Store drafts, approvals, final posts, reviewer notes, sources, screenshots, and timestamps for 3-year audit retrieval.

Multi-Platform Workflows

Review LinkedIn, X, WeChat articles, email newsletters, webinar captions, and advisor campaign copy in one queue.

FG-2026-0019LinkedIn market updateApproved with edit
FG-2026-0020Email retirement noteDisclosure added
FG-2026-0021Creator video scriptEscalated
FG-2026-0022WeChat weekly articleArchived

Audit trail

Approval evidence belongs beside the content, not buried in inboxes.

Every review can retain the submitted draft, highlighted risk phrases, rule mapping, reviewer comments, final copy, first-use date, and publication evidence.

Reference layer

Ground the workflow in the rules reviewers already know.

FINRAGuard AI surfaces references for human review and keeps the approval decision with the archive record.

FINRA Rule 2210SEC Regulation Best InterestSEC Marketing Rule 206(4)-1Broker-dealer electronic recordkeeping

Pricing

Team annual is selected by default.

Annual billing is 50% off. Checkout opens in a centered NOWPayments window while this page stays available behind it.

Solo

For an independent advisor who wants a second pass before posting.

$50/mo
$594 billed yearly. Save 50%.
1 advisor100 reviews / month
  • AI pre-review scoring
  • FINRA Rule 2210 and SEC rule references
  • Risk language highlights
  • Suggested compliant rewrites
  • 3-year content archive
Recommended

Team

For advisory teams that need repeatable pre-approval and archiving.

$150/mo
$1,794 billed yearly. Save 50%.
5 advisorsUnlimited reviews
  • Everything in Solo
  • Unlimited reviews and archives
  • Multi-platform workflows
  • Disclaimer insertion suggestions
  • Reviewer-ready audit trail

Firm

For firms with centralized compliance teams and API needs.

$350/mo
$4,194 billed yearly. Save 50%.
25 advisorsReports + API
  • Everything in Team
  • Compliance report exports
  • API access for content systems
  • Advisor policy templates
  • Priority onboarding support

Compliance playbooks

Useful workflows for financial content review.

FINRA social media compliance FINRA Social Media Compliance Workflow Read workflow RIA content pre-approval RIA Content Pre-Approval Process Read workflow SEC social media compliance SEC Social Media Compliance for Adviser Marketing Read workflow financial advisor content compliance Financial Advisor Content Compliance Checklist Read workflow FINRA Rule 2210 checker FINRA Rule 2210 Checker for Public Communications Read workflow investment content review AI Investment Content Review AI for Regulated Marketing Read workflow RIA marketing compliance RIA Marketing Compliance for Modern Content Teams Read workflow finfluencer compliance tool Finfluencer Compliance Tool for Sponsored Financial Content Read workflow financial compliance archive Financial Compliance Archive for Marketing Records Read workflow